Vision
Our vision is to be the premier, diversified financial services company in Northern California, serving high net-worth individuals and major public and private businesses.
Our Firm
Pollock Financial Group and/or its agents, James Pollock* (California Insurance License Number 0198909), Dirk Leone* (California Insurance License Number 0C61234), Teri Worthington* (California Insurance License Number 0E25892) and Yen Ma (California Insurance License Number 0G58380) are presently licensed to sell traditional life insurance in the following states: AK, AZ, CA, CO, CT, DC, FL, GA, HI, IL, MD, MA, MN, NJ, NV, NY, OR, TN, TX, UT, VA, WA. Insurance services are limited to residents of the above listed states. Residents of other states should consult with a local agent for insurance service.
Variable life and annuity products, as well as other securities products, may be sold in the following states: AK, AZ, CA, CO, CT, DC, HI, IL, MD, MA, MN, NJ, NV, NY, OR, TN, TX, UT, VA, WA. Residents of other states should consult with a local registered representative for securities products.
Securities offered through M Holdings Securities, Inc., a registered Broker/Dealer, Member FINRA/SIPC. Investment advisory services offered through Pollock Investment Advisory Corporation. Pollock Financial is independently owned and operated.
Pollock Financial Group is a Member Firm of M Financial Group. Please click here for further details regarding this relationship.